// Data for the regulatory surfaces (Statutory Filings, AML Training, Officers, CESRA) // plus the canonical Customer Risk Assessment (CRA) rubric values sourced from // `Risk Guidelines.pdf` (Brian, 2026-05-20). Tracking gap-closure in issue #3143. // All names/IDs are fictional or public-record. // FATF jurisdiction lists — source: Risk Guidelines.pdf §1 (page 1). // Black = FATF Call-for-Action + EU Annex I (mandatory EDD + Senior Mgmt approval). // Grey = FATF Increased Monitoring + EU Annex II (heightened scrutiny + tailored EDD). // Any country not in either list defaults to Low (Standard CDD). const FATF_LISTS = { black: ["KP", "IR", "MM"], grey: [ "DZ", "AO", "BO", "BG", "CM", "CI", "CD", "HT", "KE", "KW", "LA", "LB", "MX", "MC", "NA", "NP", "PG", "SS", "SY", "VE", "VG", "YE", "BZ", "BN", "SZ", "GL", "JO", "ME", "MA", "TR", "AS", "AI", "GU", "PW", "PA", "RU", "TC", "VI", "VU", "VN" ] }; const fatfTier = (iso2) => { if (!iso2) return "low"; if (FATF_LISTS.black.includes(iso2)) return "black"; if (FATF_LISTS.grey.includes(iso2)) return "grey"; return "low"; }; // Customer Risk Assessment thresholds — source: Risk Guidelines.pdf §3 (page 3). // USD bands are annual aggregates, wire-volume is transfers-per-annum, statutory // review cadence is months (PDF expresses as years; converted for the slider UI). const CRA_TX_TIERS = { low: { usdMax: 250_000, wireMax: 12, reviewMonths: 60, reviewLabel: "5–10 years", ddRegime: "SDD" }, medium: { usdMax: 1_000_000, wireMax: 30, reviewMonths: 48, reviewLabel: "3–5 years", ddRegime: "CDD" }, high: { usdMax: Infinity, wireMax: Infinity, reviewMonths: 12, reviewLabel: "1 year (annual)", ddRegime: "EDD" } }; Object.assign(window, { FATF_LISTS, fatfTier, CRA_TX_TIERS }); const STATUTORY_FILINGS = { ioeama: [ { instrument: "Afghanistan Order 2018 §24", period: "2022", due: "2023-01-31", status: "Overdue", note: "SCB compliance directive 2026-03-30" }, { instrument: "Afghanistan Order 2018 §24", period: "2023", due: "2024-01-31", status: "Overdue", note: "SCB compliance directive 2026-03-30" }, { instrument: "Afghanistan Order 2018 §24", period: "2024", due: "2025-01-31", status: "Overdue", note: "SCB compliance directive 2026-03-30" }, { instrument: "Iraq Order 2018 §24", period: "2022", due: "2023-01-31", status: "Overdue", note: "SCB compliance directive 2026-03-30" }, { instrument: "Iraq Order 2018 §24", period: "2023", due: "2024-01-31", status: "Overdue", note: "SCB compliance directive 2026-03-30" }, { instrument: "Iraq Order 2018 §24", period: "2024", due: "2025-01-31", status: "Overdue", note: "SCB compliance directive 2026-03-30" }, { instrument: "DPRK Order 2019 §15", period: "2023", due: "2024-01-31", status: "Overdue", note: "SCB compliance directive 2026-03-30" }, { instrument: "DPRK Order 2019 §15", period: "2024", due: "2025-01-31", status: "Overdue", note: "SCB compliance directive 2026-03-30" }, { instrument: "Iran Order 2019 §14", period: "2024", due: "2025-01-31", status: "Overdue", note: "SCB compliance directive 2026-03-30" }, { instrument: "All 4 orders · 2025 cycle", period: "2025", due: "2026-01-31", status: "Drafted", evidence: "declarations-2025.pdf", note: "Reviewed by Alva 2026-04-22" } ], ata: [ { instrument: "Q1 2024", period: "2024", due: "2024-04-30", status: "FIU referral", note: "Awaiting Alva input" }, { instrument: "Q2 2024", period: "2024", due: "2024-07-31", status: "FIU referral", note: "Awaiting Alva input" }, { instrument: "Q3 2024", period: "2024", due: "2024-10-31", status: "FIU referral", note: "Awaiting Alva input" }, { instrument: "Q4 2024", period: "2024", due: "2025-01-31", status: "FIU referral", note: "Awaiting Alva input" }, { instrument: "Q1 2025", period: "2025", due: "2025-04-30", status: "Drafted", evidence: "q1-2025-nil-return.pdf", note: "Nil return — no flagged props" }, { instrument: "Q2 2025", period: "2025", due: "2025-07-31", status: "Drafted", evidence: "q2-2025-nil-return.pdf", note: "Nil return — no flagged props" }, { instrument: "Q1 2026", period: "2026", due: "2026-04-30", status: "Submitted", evidence: "q1-2026.pdf", ackRef: "FIU-2026-05-02-q1", note: "FIU ack 2026-05-02" } ], aeoi: [ { instrument: "CRS report", period: "2023", due: "2024-08-22", status: "Accepted", evidence: "crs-2023.zip", ackRef: "AEOI-2024-08-A411", note: "Standard reporting" }, { instrument: "FATCA report", period: "2023", due: "2024-08-22", status: "Accepted", evidence: "fatca-2023.zip", ackRef: "AEOI-2024-08-F411", note: "Standard reporting" }, { instrument: "CRS report", period: "2024", due: "2025-08-22", status: "Submitted", evidence: "crs-2024.zip", note: "Absorbed by incoming CTO post-predecessor exit (17h)" }, { instrument: "CRS registration (Amendment Act 2026)", period: "2026", due: "2026-06-15", status: "Drafted", note: "Mandatory registration · $300K ceiling activates after deadline" } ] }; const AML_TRAINING = [ { name: "Vincent Keel", role: "CFO", years: [{ status: "missed" }, { status: "missed" }, { status: "missed" }, { status: "completed", date: "2025-08-14", evidence: "keel-2025.pdf" }, { status: "scheduled" }] }, { name: "Kayla Cole", role: "Director", years: [ { status: "missed" }, { status: "missed" }, { status: "completed", date: "2024-11-02", evidence: "cole-2024.pdf" }, { status: "completed", date: "2025-09-18", evidence: "cole-2025.pdf" }, { status: "scheduled" } ] }, { name: "Hassan Bell", role: "Ops", years: [ { status: "completed", date: "2022-09-21", evidence: "bell-2022.pdf" }, { status: "missed" }, { status: "completed", date: "2024-08-10", evidence: "bell-2024.pdf" }, { status: "completed", date: "2025-10-03", evidence: "bell-2025.pdf" }, { status: "scheduled" } ] }, { name: "Bram Janssen", role: "CEO", years: [ { status: "completed", date: "2022-06-04" }, { status: "completed", date: "2023-06-19" }, { status: "completed", date: "2024-07-08" }, { status: "completed", date: "2025-07-22" }, { status: "completed", date: "2026-04-11" } ] }, { name: "Elias Brandt", role: "CTO", years: [ { status: "completed", date: "2022-06-04" }, { status: "completed", date: "2023-06-19" }, { status: "completed", date: "2024-07-08" }, { status: "completed", date: "2025-07-22" }, { status: "completed", date: "2026-04-11" } ] }, { name: "Caleb Whitcombe", role: "CIO", years: [ { status: "completed", date: "2022-07-12" }, { status: "completed", date: "2023-07-04" }, { status: "completed", date: "2024-08-22" }, { status: "completed", date: "2025-09-01" }, { status: "completed", date: "2026-05-05" } ] }, { name: "Aria Holloway", role: "Compliance / MLRO", years: [{ status: "na" }, { status: "na" }, { status: "na" }, { status: "completed", date: "2025-09-04" }, { status: "completed", date: "2026-03-19" }] } ]; const OFFICERS = { current: { initials: "AH", name: "Aria Holloway", role: "MLRO · Compliance Officer", since: "2025-08-25", scbNotified: "2025-08-26", evidence: "scb-mlro-change-AH.pdf" }, history: [ { period: "2025-08-25 → present", name: "Aria Holloway", role: "MLRO / CO", notified: "2025-08-26", evidence: "scb-mlro-change-AH.pdf" }, { period: "2024-01-08 → 2025-08-24", name: "Calvin Pierce Jr.", role: "MLRO / CO", notified: "Missed", fineNote: "SCB fine $2,500" }, { period: "2022-04-01 → 2024-01-07", name: "Selma Wright", role: "MLRO / CO", notified: "2024-01-12", evidence: "scb-mlro-change-SW-CP.pdf" } ], roster: [ { role: "MLRO / Compliance Officer", name: "Aria Holloway", since: "2025-08-25", notified: true }, { role: "Deputy MLRO", name: null, since: null, notified: false }, { role: "Director — Compliance", name: "Bram Janssen", since: "2018-02-12", notified: true }, { role: "CFO", name: "Vincent Keel", since: "2022-05-04", notified: true } ] }; const CESRA = { fields: [ { label: "Reporting entity", value: "Agio Fund Services Ltd.", autopull: "auto-pulled from organization registry" }, { label: "Licence number", value: "IFA-U-96", autopull: "auto-pulled from AgioPlatform.vw_cesra_reporting" }, { label: "Reporting period", value: "FY2025 (Jan 1 – Dec 31, 2025)" }, { label: "Relevant activity", value: "Fund management business" }, { label: "Average FTEs in Bahamas", value: "6", autopull: "from employee register · 6 active 2025" }, { label: "Operating expenditure (USD)", value: "412,500", autopull: "from fund-accounting ledger" }, { label: "Board meetings in Bahamas", value: "4", autopull: "from board-minutes registry" } ], preview: `ENTITY: Agio Fund Services Ltd. LICENCE: IFA-U-96 PERIOD: FY2025 (2025-01-01 → 2025-12-31) ACTIVITY_TYPE: fund_management_business CORE_INCOME_GENERATING_ACTIVITIES: - Taking decisions on holding/selling investments - Calculating risks / reserves - Taking decisions on currency / interest fluctuations - Preparing relevant regulatory returns ADEQUATE_PERSONS: 6 FTE EXPENDITURE_USD: 412,500 PHYSICAL_PRESENCE: Sandyport, Nassau (lease confirmed) BOARD_MEETINGS: 4 (all in Bahamas, quorum maintained) ATTACHMENTS: - Lease agreement (Sandyport) - Audited financials 2025 - Board minutes Q1–Q4 2025 - Employee payroll register DECLARATION_SIGNATORY: Bram Janssen, CEO DATE: 2026-05-19 (draft)`, history: [ { cycle: "FY2025", filed: "draft 2026-05-19", status: "Drafted", tone: "warn", ack: null }, { cycle: "FY2024", filed: "—", status: "Missing", tone: "bad", ack: "to be back-filed in same submission" }, { cycle: "FY2023", filed: "2024-02-14", status: "Accepted", tone: "ok", ack: "OED-2024-02-A411" }, { cycle: "FY2022", filed: "2023-02-09", status: "Accepted", tone: "ok", ack: "OED-2023-02-A188" } ] }; Object.assign(window, { STATUTORY_FILINGS, AML_TRAINING, OFFICERS, CESRA });